Börse Frankfurt Zertifikate AG: Amendment to the Rules and Regulations of Börse Frankfurt Zertifikate AG with effect from 1 October 2021/1 January 2022

Release date: 09 Sep 2021

003/2021 Börse Frankfurt Zertifikate AG: Amendment to the Rules and Regulations of Börse Frankfurt Zertifikate AG with effect from 1 October 2021/1 January 2022 Open Market Circular 003/21

1.  Introduction

With this circular, we would like to inform you that effective 1 October 2021, amendments to the General Terms and Conditions of Börse Frankfurt Zertifikate AG for the Trading with Structured Products in the Regulated Unofficial Market on the Frankfurter Wertpapierbörse (FWB) (“General Terms and Conditions of Börse Frankfurt Zertifikate AG”) will be made. 

In addition, we would like to inform you that effective 1 January 2022, the Price List for the Agreement on the Utilization of the Exchange-EDP of Frankfurt Stock Exchange and of the EDP Xontro for Trading in Structured Products (“Price List of Börse Frankfurt Zertifikate AG”), will be amended. 

2.  Required action

No mandatory activities are required.

3. Details

Trading effective issue date, which has existed for bonds/debt securities in the Regulated Unofficial Market for a few years, will also be permitted for Structured Products in the Regulated Unofficial Market.

In this context, Structured Products that have not yet been legally created at the time of inclusion may already be included under certain conditions.

In addition, Börse Frankfurt Zertifikate AG reserves the right to grant discounts on the fees under paragraph 18 of the General Terms and Conditions of Börse Frankfurt Zertifikate AG in the future within the scope of campaigns limited in time.

Please refer to the attachments for the exact wording of the amendments to the General Terms and Conditions of Börse Frankfurt Zertifikate AG and to the Price List of Börse Frankfurt Zertifikate AG.

The amendments to the General Terms and Conditions of Börse Frankfurt Zertifikate AG will be deemed to be approved, unless the Trading Member admitted at the Frankfurt Stock Exchange files objections to the amendments with Börse Frankfurt Zertifikate AG, Mergenthalerallee 61, 65760 Eschborn, Germany, in writing within three weeks after the amendments’ announcement.

The amendments to the Price List of Börse Frankfurt Zertifikate AG will be deemed to be approved, unless the Trading Member admitted at the Frankfurt Stock Exchange files objections to the amendments with Börse Frankfurt Zertifikate AG, Mergenthalerallee 61, 65760 Eschborn, Germany, in writing within six weeks after the amendments’ announcement.

Attachments: 

  1. General Terms and Conditions of Börse Frankfurt Zertifikate AG for the Trading with Structured Products in the Regulated Unofficial Market on the Frankfurter Wertpapierbörse (FWB), valid as of 1 October 2021 (change version)
  2. Price List for the Agreement on the Utilization of the Exchange-EDP of Frankfurt Stock Exchange and of the EDP Xontro for Trading in Structured Products, valid as of 1 January 2022 (change version)

Further information

Recipients:

All companies participating in the Regulated Unofficial Market (Open Market) of Börse Frankfurt Zertifikate AG at the Frankfurter Wertpapierbörse (FWB®, the Frankfurt Stock Exchange)

Target groups:

Traders, Nominated Persons, General

Contact:

Börse Frankfurt Zertifikate AG, tel. +49-69-211-1 88 00, zertifikate@deutsche-boerse.com

Web:

www.zertifikateboerse.de

Authorised by:

Simone Kahnt-Eckner, Florian Claus